Daniel Keay
Director
Daniel is a subject matter expert in Financial Crime Compliance and Prevention, predominantly covering Anti Money Laundering, Counter Terrorist Financing, Sanctions, Fraud and Anti Bribery and Corruption
Daniel has worked in Financial Services for over 25 years, primarily focused on FCC in Investment, Wholesale, Corporate and Retail banking. During his career he has also covered Wealth and Retail Investment Management.
Daniel has over 20 years exclusive FCC experience having started his career with Fidelity International in 1999 where he eventually moved into their oversight department that covered FCC as well as internal and external investigations. He then continued his career working closely with all lines of defence at WestLB AG, Portigon AG, Royal Bank of Canada and Commerzbank AG before joining Plenitude.
His past roles have not only focussed on the day to day FCC responsibilities and leadership but he has also had key involvement in strategic reviews and change programs in these institutions.
During his career he has also been a registered CF11/SMF17 (MLRO).
Daniel holds ICA Diplomas in Financial Crime Prevention and Anti Money Laundering.
Daniel’s Expertise
AML/CTF/CPF
Plenitude can help you implement an effective and proportionate framework and evidence a robust 'risk-based' approach
Fraud
Plenitude can help your firm ensure its fraud controls are effective and efficient in order to meet regulatory obligations, as well as reduce fraud losses and operational costs
Market Abuse
Plenitude can help your firm ensure that your controls are cost-effective, efficient, and compliant
Anti-Bribery and Corruption
Plenitude can help you understand your risk exposure and support you with the design and implementation of effective and proportionate controls
Sanctions
Plenitude can help you navigate your sanction obligations by streamlining your compliance requirements into manageable, actionable, and auditable processes
Facilitation of Tax Evasion
Plenitude can support you in ensuring that you are compliant with the relevant regulations and requirements