Nicole Osula
KYC Analyst
Nicole has worked in both Compliance and KYC/AML Analyst roles and has extensive knowledge of risk management and assessment, transaction monitoring and investigating, and remediation
Nicole specialises in implementation of Customer Due Diligence programmes, KYC/AML controls alongside other projects within the counter Financial Crime sphere and is well versed in dealing with regulator appointed Skilled Persons in addition to completing large scale remediations within targeted time frames. She is also adept in maintenance/upholding of Policies and Procedures, conducting various levels of Due Diligence, Ongoing Monitoring and Real Time Screening, reporting Suspicious Conduct and Coaching more Junior Staff.
Nicole holds an ICA Certified Practitioner Certificate and is conversant with the following regulatory requirements and guidance:
- Money Laundering Regulations 2017
- Economic Crime and Corporate Transparency Act 2023
- Proceeds Of Crime Act 2002
- Terrorism Act/ Modern Slavery Act (MSA)
- Joint Money Laundering Steering Group Guidance (I,II,III)
- FCA Handbook
Nicole’s Expertise
AML/CTF/CPF
Plenitude can help you implement an effective and proportionate framework and evidence a robust 'risk-based' approach
Fraud
Plenitude can help your firm ensure its fraud controls are effective and efficient in order to meet regulatory obligations, as well as reduce fraud losses and operational costs
Sanctions
Plenitude can help you navigate your sanction obligations by streamlining your compliance requirements into manageable, actionable, and auditable processes