FCA Releases Findings on Enforcement Actions

14 February 2024

FCA Releases Findings on Enforcement Actions

The Financial Conduct Authority (FCA) has released findings based on data from January 1, 2023, to December 31, 2023, regarding enforcement actions taken against authorized firms for violating financial promotion rules, as well as referrals and investigations into unregulated activities.

The data provides an overview of the FCA’s efforts to improve and raise standards across the market, so that consumers are provided with clear, fair, and non-misleading financial promotions, enabling them to make more informed decisions

Included in the data are:

Key messages for firms;
Examples of the FCA’s work on financial promotions during 2023;
Information on how to report a misleading financial advert or potential scam.

Firms are expected to read the data and take necessary steps to ensure they deliver good consumer outcomes.

Read the full findings

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FCA Releases Findings on Enforcement Actions

14 February 2024

FCA Releases Findings on Enforcement Actions

The Financial Conduct Authority (FCA) has released findings based on data from January 1, 2023, to December 31, 2023, regarding enforcement actions taken against authorized firms for violating financial promotion rules, as well as referrals and investigations into unregulated activities.

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